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Internal Audit and Compliance SHEQ Enterprises Pty Ltd Internal Audit Services are driven by a comprehensive, proven methodology executed by experienced and certified professionals. Our Internal Audit Methodology is risk-based, and tailored to an organization’s specific requirements. It is intended to provide our practitioners with specific, detailed guidance through every phase of an audit (e.g., planning, execution, reporting), as well as, carry out the primary responsibilities of today’s Internal Audit function (e.g., assessing organizational risks, multi-year planning, Audit Committee reporting). SHEQ Enterprise’s Internal Audit Methodology is aligned with COSO and encompasses operational, compliance, and financial reporting components. Our Internal Audit Methodology also incorporates auditing practices commonly followed by public accounting firms and suggested by the Institute of Internal Auditors (IIA) and toolkit:
Process & Controls Documentation Using the risk assessment, we can help you prepare your Section 404 documentation of the identified processes and control activities that are in scope and identify the key controls. As part of the key control selection effort, we will focus on ensuring that the scope of the key controls addresses those processes and activities which cover internal controls over financial reporting and not operational or compliance activities, which are outside the scope of Section 404. We will focus on selecting key controls that are, wherever possible, automated and preventive versus manual and detective. Controls Remediation Fixing control design and operating effectiveness gaps often requires changing existing processes and technologies. To be successful, a change agent must understand how to gain acceptance by the organisation for the change, as well as, know the many processes and technology alternatives to consider. Unlike a typical auditor, our professionals are capable of helping your organisation implement new practices and modernise your technologies. We identify, track, and report any internal control deficiencies. We will coordinate any necessary remediation activities related to the correction of specific control deficiencies and prepare policies and procedures, designing new processes and controls. We provide guidance on remediation during the documentation and testing effort Forensic & Fraud Auditing Fraudulent financial and IT related activities have been occurring at an alarming rate over the past decade. As the use of technology becomes more sophisticated and heavily relied upon, opportunities for fraud will only increase. Fraud occurring at a business is a substantial event for a company of any size. Fraud not only compromises internal integrity of the company’s operations, but also affects a company’s outward appearance and reputation to consumers and shareholders, thus negatively impacting confidence and revenue. SHEQ Enterprises Pty Ltd has certified experts in forensic auditing and information security who can provide the answers your company is looking for to solve the problem whether it is financial or technical. Forensic & Fraud Audit Consulting Services We combine our extensive experience with auditing, technology, data analysis, and enterprise risk to deliver highly focused and effective fraud services. From accounting fraud investigations to hacking a terminated employee’s system, we specialize in complex forensic accounting, auditing, and technical issues. SHEQ Enterprises Pty Ltd specific service offerings include:
Keeping in mind that different industries are vulnerable to different types of fraud, we are able to tailor our analysis, assessments, and response strategies to meet these needs. Understanding the areas where fraud exists and the various types of fraud are the building blocks of a strong risk response strategy or investigation. Forensic Audit Specialists SHEQ Enterprises Pty Ltd forensic teams are led by Certified Fraud Examiners (CFEs) who have experience in prevention, detection, training, and investigations. Additionally, these professionals are supported on the accounting/financial side by Chartered Accountants (CAs), Certified Public Accountants (CPAs) and financial experts and on the technology side by Certified Information Systems Security Professionals (CISSPs) and Certified Information Systems Auditors (CISAs). SHEQ Enterprises Pty Ltd has the depth and capability to handle anything from an individual case of employee fraud to company-wide investigations. Contact Information
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